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SIE Exam Prep Book 2021-2022: SIE Test Study Guide and Practice Questions for the FINRA Securities Industry Essentials Examination [2nd Edition]

Paperback |English |1628457872 | 9781628457872

SIE Exam Prep Book 2021-2022: SIE Test Study Guide and Practice Questions for the FINRA Securities Industry Essentials Examination [2nd Edition]

Paperback |English |1628457872 | 9781628457872
Overview
APEX Test Prep's SIE Exam Prep 2021-2022: SIE Study Guide and Practice Test Questions for the FINRA Securities Industry Essentials Exam [Includes Detailed Answer Explanations] APEX Test Prep believes that Series SIE exam preparation shouldn't be harder than the test itself. To that end, we pack our products with everything you need. This includes testing tips, clear instruction, comprehensive study material, practice questions, and detailed answer explanations. We want you to succeed. Get a copy of our APEX Test Prep Series SIE study guide to get access to: Test-Taking Strategies: We give you the best practice when taking exams to help you pass with confidence. These APEX Test Prep tips help you get inside the minds of the test creators and help you make educated guesses when you get stumped. Introduction to the SIE Exam Get a thorough breakdown of what the test is and what's on it! Knowledge of Capital Markets Regulatory Entities, Agencies, and Market Participants, Market Structure, Economic Factors, Offerings, Practice Questions and Answer Explanations Understanding Products and Their Risks Products, Investment Risks, Practice Questions and Answer Explanations Understanding Trading, Customer Accounts and Prohibited Activities Trading, Settlement and Corporate Actionsm, Customer Accounts and Compliance Considerations, Prohibited Activities, Practice Questions and Answer Explanations Overview of the Regulatory Framework SRO Regulatory Requirements for Associated Persons, Employee Conduct and Reportable Events, Practice Questions and Answer Explanations Disclaimer: The Financial Industry Regulatory Authority (FINRA) does not endorse this product nor is FINRA affiliated in any way with the owner or any content related to this website. Straightforward Instruction: APEX Test Prep introduces all of our Series SIE test prep material in a manner that is easy to understand for you to use on test day. We also include information about the test itself. This includes time limits and registration details. Comprehensive Series SIE Study Material: Our APEX Test Prep team compiles all the information that could be covered by your exam into this prep study guide. We make sure you are properly prepared for any question. Practice Test Questions: Test out your skills and evaluate your readiness. The questions written by APEX Test Prep are as close as possible to the questions found in actual tests. You're training with the pros! Detailed Answer Explanations: Every practice test comes with an in-depth answer key. Nothing is worse than missing a question and not knowing why. These APEX Test Prep explanations show you where you went wrong. Now, you can avoid making the same mistake on the actual exam. Get the experts of APEX Test Prep on your side. You don't want to miss out on this top-notch material. Life can be difficult. Test prep doesn't have to be.
ISBN: 1628457872
ISBN13: 9781628457872
Author: Matthew Lanni
Publisher: Test Prep Books
Format: Paperback
PublicationDate: 2021-01-26
Language: English
PageCount: 145
Dimensions: 8.5 x 0.33 x 11.0 inches
Weight: 12.48 ounces
APEX Test Prep's SIE Exam Prep 2021-2022: SIE Study Guide and Practice Test Questions for the FINRA Securities Industry Essentials Exam [Includes Detailed Answer Explanations] APEX Test Prep believes that Series SIE exam preparation shouldn't be harder than the test itself. To that end, we pack our products with everything you need. This includes testing tips, clear instruction, comprehensive study material, practice questions, and detailed answer explanations. We want you to succeed. Get a copy of our APEX Test Prep Series SIE study guide to get access to: Test-Taking Strategies: We give you the best practice when taking exams to help you pass with confidence. These APEX Test Prep tips help you get inside the minds of the test creators and help you make educated guesses when you get stumped. Introduction to the SIE Exam Get a thorough breakdown of what the test is and what's on it! Knowledge of Capital Markets Regulatory Entities, Agencies, and Market Participants, Market Structure, Economic Factors, Offerings, Practice Questions and Answer Explanations Understanding Products and Their Risks Products, Investment Risks, Practice Questions and Answer Explanations Understanding Trading, Customer Accounts and Prohibited Activities Trading, Settlement and Corporate Actionsm, Customer Accounts and Compliance Considerations, Prohibited Activities, Practice Questions and Answer Explanations Overview of the Regulatory Framework SRO Regulatory Requirements for Associated Persons, Employee Conduct and Reportable Events, Practice Questions and Answer Explanations Disclaimer: The Financial Industry Regulatory Authority (FINRA) does not endorse this product nor is FINRA affiliated in any way with the owner or any content related to this website. Straightforward Instruction: APEX Test Prep introduces all of our Series SIE test prep material in a manner that is easy to understand for you to use on test day. We also include information about the test itself. This includes time limits and registration details. Comprehensive Series SIE Study Material: Our APEX Test Prep team compiles all the information that could be covered by your exam into this prep study guide. We make sure you are properly prepared for any question. Practice Test Questions: Test out your skills and evaluate your readiness. The questions written by APEX Test Prep are as close as possible to the questions found in actual tests. You're training with the pros! Detailed Answer Explanations: Every practice test comes with an in-depth answer key. Nothing is worse than missing a question and not knowing why. These APEX Test Prep explanations show you where you went wrong. Now, you can avoid making the same mistake on the actual exam. Get the experts of APEX Test Prep on your side. You don't want to miss out on this top-notch material. Life can be difficult. Test prep doesn't have to be.

Books - New and Used

The following guidelines apply to books:

  • New: A brand-new copy with cover and original protective wrapping intact. Books with markings of any kind on the cover or pages, books marked as "Bargain" or "Remainder," or with any other labels attached, may not be listed as New condition.
  • Used - Good: All pages and cover are intact (including the dust cover, if applicable). Spine may show signs of wear. Pages may include limited notes and highlighting. May include "From the library of" labels. Shrink wrap, dust covers, or boxed set case may be missing. Item may be missing bundled media.
  • Used - Acceptable: All pages and the cover are intact, but shrink wrap, dust covers, or boxed set case may be missing. Pages may include limited notes, highlighting, or minor water damage but the text is readable. Item may but the dust cover may be missing. Pages may include limited notes and highlighting, but the text cannot be obscured or unreadable.

Note: Some electronic material access codes are valid only for one user. For this reason, used books, including books listed in the Used – Like New condition, may not come with functional electronic material access codes.

Shipping Fees

  • Stevens Books offers FREE SHIPPING everywhere in the United States for ALL non-book orders, and $3.99 for each book.
  • Packages are shipped from Monday to Friday.
  • No additional fees and charges.

Delivery Times

The usual time for processing an order is 24 hours (1 business day), but may vary depending on the availability of products ordered. This period excludes delivery times, which depend on your geographic location.

Estimated delivery times:

  • Standard Shipping: 5-8 business days
  • Expedited Shipping: 3-5 business days

Shipping method varies depending on what is being shipped.  

Tracking
All orders are shipped with a tracking number. Once your order has left our warehouse, a confirmation e-mail with a tracking number will be sent to you. You will be able to track your package at all times. 

Damaged Parcel
If your package has been delivered in a PO Box, please note that we are not responsible for any damage that may result (consequences of extreme temperatures, theft, etc.). 

If you have any questions regarding shipping or want to know about the status of an order, please contact us or email to support@stevensbooks.com.

You may return most items within 30 days of delivery for a full refund.

To be eligible for a return, your item must be unused and in the same condition that you received it. It must also be in the original packaging.

Several types of goods are exempt from being returned. Perishable goods such as food, flowers, newspapers or magazines cannot be returned. We also do not accept products that are intimate or sanitary goods, hazardous materials, or flammable liquids or gases.

Additional non-returnable items:

  • Gift cards
  • Downloadable software products
  • Some health and personal care items

To complete your return, we require a tracking number, which shows the items which you already returned to us.
There are certain situations where only partial refunds are granted (if applicable)

  • Book with obvious signs of use
  • CD, DVD, VHS tape, software, video game, cassette tape, or vinyl record that has been opened
  • Any item not in its original condition, is damaged or missing parts for reasons not due to our error
  • Any item that is returned more than 30 days after delivery

Items returned to us as a result of our error will receive a full refund,some returns may be subject to a restocking fee of 7% of the total item price, please contact a customer care team member to see if your return is subject. Returns that arrived on time and were as described are subject to a restocking fee.

Items returned to us that were not the result of our error, including items returned to us due to an invalid or incomplete address, will be refunded the original item price less our standard restocking fees.

If the item is returned to us for any of the following reasons, a 15% restocking fee will be applied to your refund total and you will be asked to pay for return shipping:

  • Item(s) no longer needed or wanted.
  • Item(s) returned to us due to an invalid or incomplete address.
  • Item(s) returned to us that were not a result of our error.

You should expect to receive your refund within four weeks of giving your package to the return shipper, however, in many cases you will receive a refund more quickly. This time period includes the transit time for us to receive your return from the shipper (5 to 10 business days), the time it takes us to process your return once we receive it (3 to 5 business days), and the time it takes your bank to process our refund request (5 to 10 business days).

If you need to return an item, please Contact Us with your order number and details about the product you would like to return. We will respond quickly with instructions for how to return items from your order.


Shipping Cost


We'll pay the return shipping costs if the return is a result of our error (you received an incorrect or defective item, etc.). In other cases, you will be responsible for paying for your own shipping costs for returning your item. Shipping costs are non-refundable. If you receive a refund, the cost of return shipping will be deducted from your refund.

Depending on where you live, the time it may take for your exchanged product to reach you, may vary.

If you are shipping an item over $75, you should consider using a trackable shipping service or purchasing shipping insurance. We don’t guarantee that we will receive your returned item.

$78.36

    Condition

Overview
APEX Test Prep's SIE Exam Prep 2021-2022: SIE Study Guide and Practice Test Questions for the FINRA Securities Industry Essentials Exam [Includes Detailed Answer Explanations] APEX Test Prep believes that Series SIE exam preparation shouldn't be harder than the test itself. To that end, we pack our products with everything you need. This includes testing tips, clear instruction, comprehensive study material, practice questions, and detailed answer explanations. We want you to succeed. Get a copy of our APEX Test Prep Series SIE study guide to get access to: Test-Taking Strategies: We give you the best practice when taking exams to help you pass with confidence. These APEX Test Prep tips help you get inside the minds of the test creators and help you make educated guesses when you get stumped. Introduction to the SIE Exam Get a thorough breakdown of what the test is and what's on it! Knowledge of Capital Markets Regulatory Entities, Agencies, and Market Participants, Market Structure, Economic Factors, Offerings, Practice Questions and Answer Explanations Understanding Products and Their Risks Products, Investment Risks, Practice Questions and Answer Explanations Understanding Trading, Customer Accounts and Prohibited Activities Trading, Settlement and Corporate Actionsm, Customer Accounts and Compliance Considerations, Prohibited Activities, Practice Questions and Answer Explanations Overview of the Regulatory Framework SRO Regulatory Requirements for Associated Persons, Employee Conduct and Reportable Events, Practice Questions and Answer Explanations Disclaimer: The Financial Industry Regulatory Authority (FINRA) does not endorse this product nor is FINRA affiliated in any way with the owner or any content related to this website. Straightforward Instruction: APEX Test Prep introduces all of our Series SIE test prep material in a manner that is easy to understand for you to use on test day. We also include information about the test itself. This includes time limits and registration details. Comprehensive Series SIE Study Material: Our APEX Test Prep team compiles all the information that could be covered by your exam into this prep study guide. We make sure you are properly prepared for any question. Practice Test Questions: Test out your skills and evaluate your readiness. The questions written by APEX Test Prep are as close as possible to the questions found in actual tests. You're training with the pros! Detailed Answer Explanations: Every practice test comes with an in-depth answer key. Nothing is worse than missing a question and not knowing why. These APEX Test Prep explanations show you where you went wrong. Now, you can avoid making the same mistake on the actual exam. Get the experts of APEX Test Prep on your side. You don't want to miss out on this top-notch material. Life can be difficult. Test prep doesn't have to be.
ISBN: 1628457872
ISBN13: 9781628457872
Author: Matthew Lanni
Publisher: Test Prep Books
Format: Paperback
PublicationDate: 2021-01-26
Language: English
PageCount: 145
Dimensions: 8.5 x 0.33 x 11.0 inches
Weight: 12.48 ounces
APEX Test Prep's SIE Exam Prep 2021-2022: SIE Study Guide and Practice Test Questions for the FINRA Securities Industry Essentials Exam [Includes Detailed Answer Explanations] APEX Test Prep believes that Series SIE exam preparation shouldn't be harder than the test itself. To that end, we pack our products with everything you need. This includes testing tips, clear instruction, comprehensive study material, practice questions, and detailed answer explanations. We want you to succeed. Get a copy of our APEX Test Prep Series SIE study guide to get access to: Test-Taking Strategies: We give you the best practice when taking exams to help you pass with confidence. These APEX Test Prep tips help you get inside the minds of the test creators and help you make educated guesses when you get stumped. Introduction to the SIE Exam Get a thorough breakdown of what the test is and what's on it! Knowledge of Capital Markets Regulatory Entities, Agencies, and Market Participants, Market Structure, Economic Factors, Offerings, Practice Questions and Answer Explanations Understanding Products and Their Risks Products, Investment Risks, Practice Questions and Answer Explanations Understanding Trading, Customer Accounts and Prohibited Activities Trading, Settlement and Corporate Actionsm, Customer Accounts and Compliance Considerations, Prohibited Activities, Practice Questions and Answer Explanations Overview of the Regulatory Framework SRO Regulatory Requirements for Associated Persons, Employee Conduct and Reportable Events, Practice Questions and Answer Explanations Disclaimer: The Financial Industry Regulatory Authority (FINRA) does not endorse this product nor is FINRA affiliated in any way with the owner or any content related to this website. Straightforward Instruction: APEX Test Prep introduces all of our Series SIE test prep material in a manner that is easy to understand for you to use on test day. We also include information about the test itself. This includes time limits and registration details. Comprehensive Series SIE Study Material: Our APEX Test Prep team compiles all the information that could be covered by your exam into this prep study guide. We make sure you are properly prepared for any question. Practice Test Questions: Test out your skills and evaluate your readiness. The questions written by APEX Test Prep are as close as possible to the questions found in actual tests. You're training with the pros! Detailed Answer Explanations: Every practice test comes with an in-depth answer key. Nothing is worse than missing a question and not knowing why. These APEX Test Prep explanations show you where you went wrong. Now, you can avoid making the same mistake on the actual exam. Get the experts of APEX Test Prep on your side. You don't want to miss out on this top-notch material. Life can be difficult. Test prep doesn't have to be.

Books - New and Used

The following guidelines apply to books:

  • New: A brand-new copy with cover and original protective wrapping intact. Books with markings of any kind on the cover or pages, books marked as "Bargain" or "Remainder," or with any other labels attached, may not be listed as New condition.
  • Used - Good: All pages and cover are intact (including the dust cover, if applicable). Spine may show signs of wear. Pages may include limited notes and highlighting. May include "From the library of" labels. Shrink wrap, dust covers, or boxed set case may be missing. Item may be missing bundled media.
  • Used - Acceptable: All pages and the cover are intact, but shrink wrap, dust covers, or boxed set case may be missing. Pages may include limited notes, highlighting, or minor water damage but the text is readable. Item may but the dust cover may be missing. Pages may include limited notes and highlighting, but the text cannot be obscured or unreadable.

Note: Some electronic material access codes are valid only for one user. For this reason, used books, including books listed in the Used – Like New condition, may not come with functional electronic material access codes.

Shipping Fees

  • Stevens Books offers FREE SHIPPING everywhere in the United States for ALL non-book orders, and $3.99 for each book.
  • Packages are shipped from Monday to Friday.
  • No additional fees and charges.

Delivery Times

The usual time for processing an order is 24 hours (1 business day), but may vary depending on the availability of products ordered. This period excludes delivery times, which depend on your geographic location.

Estimated delivery times:

  • Standard Shipping: 5-8 business days
  • Expedited Shipping: 3-5 business days

Shipping method varies depending on what is being shipped.  

Tracking
All orders are shipped with a tracking number. Once your order has left our warehouse, a confirmation e-mail with a tracking number will be sent to you. You will be able to track your package at all times. 

Damaged Parcel
If your package has been delivered in a PO Box, please note that we are not responsible for any damage that may result (consequences of extreme temperatures, theft, etc.). 

If you have any questions regarding shipping or want to know about the status of an order, please contact us or email to support@stevensbooks.com.

You may return most items within 30 days of delivery for a full refund.

To be eligible for a return, your item must be unused and in the same condition that you received it. It must also be in the original packaging.

Several types of goods are exempt from being returned. Perishable goods such as food, flowers, newspapers or magazines cannot be returned. We also do not accept products that are intimate or sanitary goods, hazardous materials, or flammable liquids or gases.

Additional non-returnable items:

  • Gift cards
  • Downloadable software products
  • Some health and personal care items

To complete your return, we require a tracking number, which shows the items which you already returned to us.
There are certain situations where only partial refunds are granted (if applicable)

  • Book with obvious signs of use
  • CD, DVD, VHS tape, software, video game, cassette tape, or vinyl record that has been opened
  • Any item not in its original condition, is damaged or missing parts for reasons not due to our error
  • Any item that is returned more than 30 days after delivery

Items returned to us as a result of our error will receive a full refund,some returns may be subject to a restocking fee of 7% of the total item price, please contact a customer care team member to see if your return is subject. Returns that arrived on time and were as described are subject to a restocking fee.

Items returned to us that were not the result of our error, including items returned to us due to an invalid or incomplete address, will be refunded the original item price less our standard restocking fees.

If the item is returned to us for any of the following reasons, a 15% restocking fee will be applied to your refund total and you will be asked to pay for return shipping:

  • Item(s) no longer needed or wanted.
  • Item(s) returned to us due to an invalid or incomplete address.
  • Item(s) returned to us that were not a result of our error.

You should expect to receive your refund within four weeks of giving your package to the return shipper, however, in many cases you will receive a refund more quickly. This time period includes the transit time for us to receive your return from the shipper (5 to 10 business days), the time it takes us to process your return once we receive it (3 to 5 business days), and the time it takes your bank to process our refund request (5 to 10 business days).

If you need to return an item, please Contact Us with your order number and details about the product you would like to return. We will respond quickly with instructions for how to return items from your order.


Shipping Cost


We'll pay the return shipping costs if the return is a result of our error (you received an incorrect or defective item, etc.). In other cases, you will be responsible for paying for your own shipping costs for returning your item. Shipping costs are non-refundable. If you receive a refund, the cost of return shipping will be deducted from your refund.

Depending on where you live, the time it may take for your exchanged product to reach you, may vary.

If you are shipping an item over $75, you should consider using a trackable shipping service or purchasing shipping insurance. We don’t guarantee that we will receive your returned item.

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